Compliance Manager


Job description / Role

Key Responsibilities:
• Develop Client Proposals and assist Director and Partner- Head of Regulatory and Compliance Services in enlarging practice product offering;
• Leading advisory projects on strategic matters linked to regulation with particular regard to DIFC/DFSA, ADGM/FSRA and Central Bank of the UAE and SCA;
• Assist with Authorization applications to included drafting of policies and procedures
• Assist clients with developing adequate structures and control frameworks to ensure regulatory compliance to include designing & implementing compliance monitoring & risk programs
• Assist in advising clients on how to build/enhance an ethics, integrity and compliance culture;
• Assist Director and Head of Regulatory and Compliance Services on reviewing regulations and determining best practices as directed;
• Acting as Outsourced Compliance Officer for clients regulated by the DFSA/FSRA/SCA and/or as the central point of contact with the competent regulatory authorities in respect of all Compliance and AML/CTF related matters
• Support Director/Partner on OCAB FSP applications as well as Project manager on Fintech & OCAB
• Preparing articles for publication and factsheets
• Prepare MI reporting material and associated internal projects as and when required

Key Interfaces
• Partner and Head of Regulatory and Compliance Services
• Directors
• Clients
• Regulators

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