RTC-1 Employment Services
Job description / Role
Position Title: Compliance Coordinator
Employment Type: Full time
Salary: up to 6,000 AED full package depending on experience and qualifications
Job Location: Sharjah, UAE
Job Role:
– Centralize, manage, and retain all information on compliance-related issues for example breach of regulation, non-respect of procedures and conflict of interest and report the same to the immediate supervisor or General Manager
– Facilitate the fulfilment of all regulatory requirements, coordinates and reports the findings of internal compliance audits and facilitating external audits by regulatory agencies
– Assess the appropriateness of internal policies, procedures, and guidelines, ensure of follow-up of any identified deficiencies, suggest recommendations for amendments
– Respond promptly to any request for information made by Executive Office and Competent Authorities.
– Reporting to Sr. Compliance Officer in overseeing compliance procedures and advise on risk management
– Assist in ESR Project while Communication to Licensees, Monitor & Track ESR Potential Clients and maintain ESR Report data
– Monitor, review and analyze compliance risk, and ensure compliance with all applicable legislation and regulations through effective processes, procedures, systems, and controls
– Be familiar with the local requirement of laws regulation relevant findings, recommendations, guidance, directives, resolutions, sanctions
